Report Misconduct By a Member or Candidate

You can help protect the integrity of CFA Institute membership and designations by reporting conduct that does not meet the CFA Institute Code of Ethics and Standards of Professional Conduct.

The Professional Conduct Program reviews all complaints on a confidential basis.

How To Report Misconduct

There are several different ways to report misconduct:

  • Email us at pcenforcement@cfainstitute.org
  • Fax the information: +1 (434) 951-5450
  • Mail the information:
    CFA Institute Professional Conduct Program
    915 East High Street
    Charlottesville, VA 22902 USA

Please remember to include a description of the allegation(s) and attach any information and/or documentation supporting the allegation(s).

Learn how the Professional Conduct Program handles allegations